2d ago
Jianfa Zhixin: CITIC Securities Co., Ltd.’s 2026 semi-annual tracking report on Shanghai Jianfa Zhixin Medical Technology Group Co., Ltd.
CITIC Securities Co., Ltd.
About Shanghai Jianfa Zhixin Medical Technology Group Co., Ltd.
2026 Semi-annual Tracking Report
Name of sponsor: CITIC Securities Co., Ltd. Abbreviation of sponsored company: Jianfa Zhixin Name of sponsor representative: Zhang Lei Contact number: 021-20262021 Name of sponsor representative: Shen Ziquan Contact number: 021-20262361
1. Overview of recommendation work
Project Work Content 1. Review of company information disclosure
(1) Whether the company’s information disclosure documents are reviewed in a timely manner? Yes
(2) Number of times the company’s information disclosure documents were not reviewed in a timely manner None
- Supervise the company to establish, improve and effectively implement rules and regulations
(1) Whether to supervise the company to establish and improve rules and regulations (including but not
Limited to systems to prevent related parties from occupying company resources and raising funds
Yes
Management system, internal control system, internal audit system, related transactions
system)
Yes, according to the internal control evaluation report and the 2025 internal (2) Whether the company effectively implements relevant rules and regulations control assurance report, the issuer has effectively implemented relevant rules and regulations
degree.
- Supervision of raised funds
(1) Number of inquiries about the company’s special account for raising funds: 6 times
(2) Is the progress of the company’s fund-raising projects consistent with the information disclosure documents? Yes, the sponsor inquires monthly about changes in funds in the company’s special fund-raising account and the use of large-amount fund withdrawals 4. Corporate governance supervision
(1) Number of attendance at the company’s shareholders’ meetings: 0 times (2) Number of attendance at the company’s board of directors: 0 times (3) Number of attendance at the company’s board of supervisors: 0 times 5. On-site inspections
(1) Number of on-site inspections: 1 time (2) Whether the on-site inspection report complies with the regulations of Shenzhen Stock Exchange
It's submission
(3) Main problems discovered during on-site inspection and their rectification status None 6. Issue of special opinions
(1) Number of special opinions issued 8 times (2) Issues involved in issuing non-agreement opinions and concluding opinions None 7. Report the situation to the Shenzhen Stock Exchange (except for on-site inspection reports)
outside)
(1) Number of reports to Shenzhen Stock Exchange None (2) Main contents of reported matters Not applicable (3) Progress or rectification of reported matters Not applicable 8. Pay attention to the performance of duties
(1) Whether there are matters that require attention. Not applicable (2) The main contents of the matters of concern. Not applicable. (3) The progress or rectification of the matters of concern. Not applicable. 9. Whether the record and storage of the working papers of the sponsorship business are in compliance with the regulations. Yes 10. Training of listed companies.
(1) Number of trainings: 1 time (2) Training date: April 15, 2026 (3) Main content of the training: This time, we mainly explained the management requirements for the use of raised funds, regulations on shareholding reduction, trading behavior norms, information disclosure matters, related transactions, horizontal competition and other matters. This continuous supervision training has generally improved the company's directors, senior managers, actual controllers and other relevant personnel of the company's understanding of the importance of standardized operations of listed companies and the capital market, helping to improve the company's standardized operations. 11. Special voting rights matters of listed companies (if any) Not applicable (1) Whether shareholders holding shares with special voting rights continue to comply with
The requirements of Article 4.6.3 of the Stock Listing Rules/the requirements of Article 4.4.3 of the GEM Listing Rules;
(2) Whether shares with special voting rights appear under the Stock Listing Rules
Article 4.6.8/Article 4.4.8 of the GEM Stock Listing Rules shall not apply to the specified circumstances and shall be converted into ordinary shares in a timely manner;
(3) Whether the proportion of special voting rights continues to comply with the Stock Listing Regulations
The provisions of "Non-Applicable Rules"/"GEM Stock Listing Rules";
(4) Whether shareholders holding shares with special voting rights have abused their special rights?
It does not apply to individual voting rights or other circumstances that damage the legitimate rights and interests of investors;
(5) Listed companies and shareholders holding shares with special voting rights comply with
Section 6 of Chapter 4 of the "Stock Listing Rules"/other provisions of Section 4 of Chapter 4 of the GEM Stock Listing Rules are not applicable.
Other sponsorship work that needs to be explained: None
The sponsor discovers problems in the company and the measures it takes
Matters Existing problems Measures taken The sponsor reviewed the company’s information disclosure documents, investor relations registration form, information disclosed on the Shenzhen Stock Exchange’s interactive website, major information transmission and disclosure process documents, insider information 1. Information disclosure Not applicable Information management and insider registration management, information disclosure
Management system, the 2025 annual internal control assurance report issued by accountants found no major problems in the company's information disclosure.
The sponsor reviewed the company’s articles of association and internal system documents and checked 2.
After reading the company’s internal control self-evaluation report, the internal control assurance report on the inapplicability of the annual department system in 2025 and other documents, we reviewed the establishment and implementation of the company’s senior management
Interviews were conducted with management personnel and no evidence was found that the company was imposing
There are significant problems with the establishment and implementation of the degree.
The sponsor reviewed the company’s latest articles of association and the rules of procedure of the three meetings. 3. "Three not applicable and meeting materials, information disclosure documents, no company found at the meeting" operation
There are major problems in the operation of the "three meetings".
4.Controlling shares
The sponsor reviewed the company’s shareholder list, shareholding ratio, maximum and actual
The articles of association of the new company, documents of the three meetings, and information disclosure documents are not applicable to changes in controlling persons.
It was discovered that the company’s controlling shareholder and actual controller had changed. move
The sponsor reviewed the company's management and use system of raised funds, reviewed the bank statement of the special account for raised funds and the detailed account of the use of raised funds, and verified the payment of large amounts of raised funds. 5. Raised funds
Random inspections of certificates, review information disclosure documents on the use of raised funds and documents on deposit and non-applicable decision-making procedures, to understand the project construction progress and use of funds.
We obtained the progress report on the use of raised funds issued by the listed company and found no major problems in the company's storage and use of raised funds.
The sponsor reviewed the company's articles of association and internal systems on related-party transactions, obtained details of related-party transactions, and reviewed Decision 6. Related-party transactions
Procedures and information disclosure materials, pricing disclosure of related party transactions Not applicable
After conducting analysis on the permissibility of the company, no major problems were found in the company’s related-party transactions.
The sponsor reviewed the company's articles of association and the internal system on external guarantees, obtained the details of external guarantees, and reviewed the decision-making process.
Guarantee procedures and information disclosure materials are not applicable, and no major problems were found in the company's external guarantees.
The sponsor reviewed the company's internal system for purchasing and selling assets, obtained the details of asset purchases and sales, and reviewed the decision to sell assets.
policy procedures and information disclosure materials, and the purchase and sale of assets.
conducted an analysis on pricing fairness and found that the company was not purchasing
There are significant issues with buying and selling assets.
- Others
Business class
Don't be important
matters
(including
The external investment sponsor reviewed the company's relevant systems for external investment, venture capital, entrusted capital, risk trust management, financial assistance, hedging and other related systems. The venture investment sponsor obtained relevant business agreements and transaction details, reviewed the funding, entrustment procedures and information disclosure materials, and found no major problems in the company's above-mentioned entrustment business.
wealth, wealth
Service information
help, cover
Period value preservation
etc.)
- send
pedestrian or
Whoever hires
Certificate requested
The issuer and accountant have cooperated with the sponsor regarding the fund-raising coupon service. Not applicable
Interviews on other matters were conducted, and relevant information was provided.
Institutional allocation
Co-sponsored
working
situation
- Others The sponsor reviewed the company's regular reports and other information disclosures (including business documents, financial statements, reviewed the company's directors, supervisors, operating environment, senior management personnel list and its changes, on-site inspection of the business development company's production and operating environment, reviewed the development, financial regular reports and market information of listed companies in the same industry, and found no major problems in the company's operating environment, management environment, business development, financial status, management status, core psychological status, technology, etc.).
core technology
etc.
major changes
situation)
3. Fulfillment of commitments of the company and shareholders
Whether or not the original company and shareholder commitments that have not been fulfilled have been fulfilled
Commitment Due to and resolution measures Share restriction commitment Yes Not applicable Dividend commitment Yes Not applicable Commitment regarding horizontal competition, related transactions, capital occupation Yes Not applicable Commitment to stabilize stock price Yes Not applicable Commitment regarding share repurchase in case of fraudulent issuance Yes Not applicable Commitment regarding measures to make up for the dilution of immediate returns Yes Not applicable Constraint measures regarding failure to fulfill public commitments Yes Not applicable The initial public offering stock prospectus does not contain false records, misleading statements or material
Yes N/A Omission
4. Other matters
Reporting matter Description
- Change of sponsor representative and reasons. The change of sponsor representative Wang Qi to Shen Ziquan was due to Wang Qi’s personal job change. 2. During the reporting period, the China Securities Regulatory Commission and Shenzhen Securities
From January 1, 2026 to June 30, 2026, our company, as a sponsor, has not been listed on the sponsor or the company it sponsors.
The China Securities Regulatory Commission and the Shenzhen Stock Exchange took regulatory measures.
Matters taking regulatory measures and their rectification status
- Other major matters that need to be reported None
(This page has no text, but is the signature and seal page of "CITIC Securities Co., Ltd.'s 2026 Semi-annual Tracking Report of Shanghai Jianfa Zhixin Medical Technology Group Co., Ltd.")
Sponsor representative:
Zhang Lei Shen Ziquan
CITIC Securities Co., Ltd.
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