Honghe Technology: Statement and Commitment of Independent Director Nominee (Li Yao Mine)
Securities code: 002955 Securities abbreviation: Honghe Technology Announcement number: 2026-057 Honghe Technology Co., Ltd.
Statement and Commitment of Independent Director Nominee
The nominator, Anhui Ruicheng Hongtu Equity Investment Fund Partnership (Limited Partnership), now makes a public statement on the nomination of Li Yao Kuang as an independent director candidate for the fourth session of the Board of Directors of Honghe Technology Co., Ltd. The nominee has agreed in writing to serve as an independent director candidate for the fourth session of the Board of Directors of Honghe Technology Co., Ltd. (see the independent director candidate statement). This nomination is made after fully understanding the nominee's occupation, education, professional title, detailed work experience, all part-time jobs, and whether there is any bad record such as major breach of trust. The nominator believes that the nominee meets the requirements for the qualifications and independence of independent director candidates in relevant laws, administrative regulations, departmental rules, normative documents and business rules of the Shenzhen Stock Exchange. He specifically declares and commits to the following matters:
- The nominee has passed the qualification review of the Nomination Committee of the third session of the Board of Directors of Honghe Technology Co., Ltd., and there is no interest or other close relationship between the nominee and the nominee that may affect the independent performance of duties.
Yes □No If no, please explain in detail: ____________________________
- The nominee is not prohibited from serving as a director of the company under Article 178 of the Company Law of the People's Republic of China.
Yes □No If no, please explain in detail: ____________________________
- The nominee meets the qualifications and conditions for independent directors stipulated in the "Administrative Measures for Independent Directors of Listed Companies" of the China Securities Regulatory Commission and the business rules of the Shenzhen Stock Exchange.
Yes □No If no, please explain in detail: ____________________________
4. The nominee meets the conditions for serving as an independent director as stipulated in the company's articles of association.
Yes □No If no, please explain in detail: ____________________________
The nominee has participated in training and obtained relevant training certification materials recognized by the stock exchange (if any). Yes □No If no, please explain in detail: ____________________________
The nominee’s appointment as an independent director will not violate the relevant provisions of the Civil Servant Law of the People’s Republic of China. Yes □No If no, please explain in detail: ____________________________
The nominee's appointment as an independent director will not violate the relevant provisions of the Central Commission for Discipline Inspection of the Communist Party of China's "Notice on Regulating Central Management Cadres to Resign from Public Office or Serve as Independent Directors and Independent Supervisors of Listed Companies and Fund Management Companies after Retirement". Yes □No If no, please explain in detail: ____________________________
The appointment of the nominee as an independent director will not violate the relevant regulations of the Organization Department of the Central Committee of the Communist Party of China on the Opinions on Further Regulating Party and Government Leading Cadres’ Part-time Jobs in Enterprises.
Yes □No If no, please explain in detail: ____________________________
- The nominee’s appointment as an independent director will not violate the relevant regulations of the Central Commission for Discipline Inspection of the Communist Party of China, the Ministry of Education, and the Ministry of Supervision.
Yes □No If no, please explain in detail: ____________________________
- The nominee's appointment as an independent director will not violate the relevant provisions of the People's Bank of China's "Guidelines for the System of Independent Directors and External Supervisors of Joint-stock Commercial Banks".
Yes □No If no, please explain in detail: ____________________________
- The nominee's appointment as an independent director will not violate the relevant provisions of the China Securities Regulatory Commission's "Measures for the Supervision and Administration of Directors, Supervisors, Senior Managers and Practitioners of Securities Fund Operating Institutions".
Yes □No If no, please explain in detail: ____________________________
- The nominee's appointment as an independent director will not violate the relevant provisions of the "Measures for the Administration of Qualifications of Directors (Governors) and Senior Managers of Banking Financial Institutions".
Yes □No If no, please explain in detail: ____________________________
- The nominee's appointment as an independent director will not violate the relevant provisions of the "Regulations on the Qualifications of Directors, Supervisors and Senior Managers of Insurance Companies" and the "Regulations on the Management of Independent Directors of Insurance Institutions".
Yes □No If no, please explain in detail: ____________________________
- The nominee's appointment as an independent director will not violate other laws, administrative regulations, departmental rules, normative documents, Shenzhen Stock Exchange business rules and other relevant provisions on the qualifications of independent directors.
Yes □No If no, please explain in detail: ____________________________
- The nominee has basic knowledge related to the operation of listed companies, is familiar with relevant laws, administrative regulations, departmental rules, normative documents and Shenzhen Stock Exchange business rules, and has more than five years of legal, economic, management, accounting, financial or other work experience necessary to perform the duties of an independent director.
Yes □No If no, please explain in detail: ____________________________
- If nominated as an accounting professional, the nominee must at least have the qualification of a certified public accountant, or have a senior professional title, associate professor or above, or a doctoral degree in accounting, auditing or financial management, or have a senior professional title in economic management and have more than 5 years of full-time work experience in accounting, auditing or financial management and other professional positions.
Yes □No □Not applicable If no, please explain in detail: ____________________________
Neither the nominee nor his immediate family members or major social relations work in the company or its affiliated enterprises. Yes □No If no, please explain in detail: ____________________________
The nominee and his immediate family members are not shareholders who directly or indirectly hold more than 1% of the company's issued shares, nor are they natural person shareholders among the top ten shareholders of the listed company.
Yes □No If no, please explain in detail: ____________________________
- The nominee and his immediate family members do not hold positions among shareholders who directly or indirectly hold more than 5% of the company’s issued shares, nor do they hold positions among the top five shareholders of the listed company.
Yes □No If no, please explain in detail: ____________________________
The nominee and his immediate family members do not work in affiliated companies of the company’s controlling shareholder or actual controller. Yes □No If no, please explain in detail: ____________________________
The nominee is not a person who provides financial, legal, consulting, sponsorship and other services to the company, its controlling shareholders, actual controllers or their respective affiliated enterprises, including but not limited to all members of the project team of the intermediary agency providing services, reviewers at all levels, persons who signed the report, partners, directors, senior managers and principal persons in charge.
Yes □No If no, please explain in detail: ____________________________
The nominee does not have any major business dealings with the listed company, its controlling shareholders, actual controllers or their respective subsidiaries, nor does he hold a position in any unit with any significant business dealings with its controlling shareholders or actual controllers. Yes □No If no, please explain in detail: ____________________________
The nominee does not have any of the conditions listed in items 17 to 22 in the last twelve months. Yes □No If no, please explain in detail: ____________________________
The nominee is not a person who has been banned from the securities market by the China Securities Regulatory Commission and the period has not yet expired.
Yes □No If no, please explain in detail: ____________________________
- The nominee is not a person who has been publicly determined by the securities exchange to be unfit to serve as a director or senior manager of a listed company and whose term has not yet expired.
Yes □No If no, please explain in detail: ____________________________
- The nominee is not a person who has been criminally punished by judicial authorities or administratively punished by the China Securities Regulatory Commission due to securities and futures crimes in the past 36 months.
Yes □No If no, please explain in detail: ____________________________
- The nominee is not a person who has been investigated by the China Securities Regulatory Commission or a judicial authority for suspected securities and futures crimes, and no clear conclusion has been reached.
Yes □No If no, please explain in detail: ____________________________
- The nominee has not been publicly condemned by the stock exchange or criticized more than three times in the past thirty six months.
Yes □No If no, please explain in detail: ____________________________
29. The nominee has no bad records such as major breach of trust.
Yes □No If no, please explain in detail: ____________________________
The nominee is not an independent director who has been dismissed by the board of directors at the shareholders' meeting for two consecutive times and failed to attend in person or entrust other directors to attend board meetings for less than 12 months. Yes □No If no, please explain in detail: ____________________________
Including the companies nominated this time, the number of domestic listed companies for which the nominee serves as independent director shall not exceed three.
Yes □No If no, please explain in detail: ____________________________
32. The nominee has served as an independent director of the company for less than six consecutive years.
Yes □No If no, please explain in detail: ____________________________
The nominator solemnly promises
The nominator guarantees that the above statement is true, accurate and complete, and contains no false records, misleading statements or major omissions; otherwise, the nominator is willing to bear the legal liability arising therefrom and accept the self-regulatory measures or disciplinary sanctions of the Shenzhen Stock Exchange.
The nominator authorizes the secretary of the company's board of directors to enter and submit the contents of this statement to the Shenzhen Stock Exchange through the business area of the Shenzhen Stock Exchange or to announce it to the public. The above actions of the secretary of the board of directors are deemed to be the actions of the nominator, and the nominator shall bear the corresponding legal liability.
During the period when the nominee serves as an independent director, if there is any situation that does not meet the independence requirements and the qualifications for independent directors, the nominee will promptly report to the company's board of directors and urge the nominee to immediately resign as an independent director.
Nominator (signature/seal): Anhui Ruicheng Hongtu Equity Investment Fund Partnership (Limited Partnership)
September 4, 2026