Guosen Securities: Announcement of Resolutions of the Second Extraordinary Shareholders Meeting in 2026

Securities code: 002736 Securities abbreviation: Guosen Securities Announcement number: 2026-062

Guosen Securities Co., Ltd.

Announcement of Resolutions of the Second Extraordinary Shareholders Meeting of the Year

2026

The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete, and contains no false records, misleading statements or major omissions.

Special tips:

This shareholders' meeting did not veto any resolution; it did not involve changes to resolutions passed by previous shareholders' meetings.

1. Meeting status

1. Meeting time:

(1) On-site meeting time: 14:30 on September 11, 2026

(2) Online voting time: September 11, 2026

Among them, the specific time for voting through the Shenzhen Stock Exchange trading system is 9:15-9:25, 9:30-11:30 and 13:00-15:00 on September 11, 2026; the specific time for voting through the Shenzhen Stock Exchange Internet voting system is 9:15-15:00 on September 11, 2026.

2. The on-site meeting will be held at: 3rd Floor, Podium Floor, Guosen Financial Building, No. 125 Fuhua 1st Road, Futian District, Shenzhen

3. Meeting method: combination of on-site voting and online voting

4. Meeting convener: This shareholders' meeting was convened by the company's board of directors and convened by resolution of the 54th (regular) meeting of the company's fifth board of directors.

5. Meeting host: Ms. Zhang Nasha, Chairman

6. The convening of this meeting complies with the provisions of the Company Law and other relevant laws, administrative regulations, departmental rules, normative documents and the Articles of Association of Guosen Securities Co., Ltd.

2. Meeting attendance

1. Number of shareholders and shareholders’ authorized representatives attending the meeting: 305, including: 6 shareholders and shareholders’ authorized representatives attending the on-site meeting

Shareholders who participated in the meeting through online voting 299

2. Number of shares represented by shareholders and shareholders’ authorized representatives who attended the meeting 8,163,133,002, including: shareholders and shareholders’ authorized representatives who attended the on-site meeting 7,398,243,499

Shareholders who participated in the meeting through online voting 764,889,503

3. The number of shares represented by shareholders and authorized representatives of shareholders attending the meeting accounts for the number of shares of the company.

79.70% of the total number of shares with voting rights

Among them: 72.24% of shareholders and authorized representatives of shareholders who attended the on-site meeting 7.47% of shareholders who participated in the meeting by voting online

The company's directors, director candidates and some senior managers attended or attended the meeting on site or via communication. Lawyers from Beijing Tianyuan Law Firm attended the meeting on-site.

3. Proposal review and voting status

This shareholders' meeting adopts a voting method that combines on-site voting and online voting. The specific voting results are as follows:

(1) Cumulative voting proposals

1. General voting situation

Proposal code Proposal name Number of votes in favor Ratio Whether elected or not 1.00 Proposal on the election of non-independent directors of the sixth session of the Board of Directors

1.01 Zhang Nasha 8,149,011,067 99.83% Yes 1.02 Deng Ge 8,157,479,331 99.93% Yes 1.03 Chen Ke 8,151,410,885 99.86% Yes 1.04 Hu Hao 8,151,371,883 99.86% Yes 1.05 Huashiguo 8,151,336,773 99.86% Yes 1.06 Sun Hongtao 8,151,318,785 99.86% Yes 2.00 Proposal on the election of independent directors of the sixth session of the Board of Directors

2.01 Li Jinyi 8,156,431,591 99.92% is 2.02 Zhu Yingzi 8,147,796,927 99.81% is 2.03 Yi Longxin 8,157,942,843 99.94% is 2.04 Zhang Shouwen 8,151,170,529 99.85% yes

2. Voting situation of small and medium shareholders

Proposal code Proposal name Number of votes in favor Proportion

1.00 Proposal on the election of non-independent directors of the sixth session of the Board of Directors

1.01 Zhang Nasha 1,207,483,177 98.84%

1.02 Deng Ge 1,215,951,441 99.54%

1.03 Chen Ke 1,209,882,995 99.04%

1.04 Hu Hao 1,209,843,993 99.04%

1.05 Huashiguo 1,209,808,883 99.03%

1.06 Sun Hongtao 1,209,790,895 99.03%

2.00 Proposal on the election of independent directors of the sixth session of the Board of Directors

2.01 Li Jinyi 1,214,903,701 99.45%

2.02 Zhu Yingzi 1,206,269,037 98.74%

2.03 Yilongxin 1,216,414,953 99.58%

2.04 Zhang Shouwen 1,209,642,639 99.02%

3. Relevant instructions on cumulative voting motions

The directors of the sixth board of directors elected by the company's shareholders' meeting and Mr. Li Ming, the employee director of the sixth board of directors elected by the company's employee congress, jointly form the company's sixth board of directors. The term of the sixth board of directors is three years, effective from the date of review and approval by the shareholders' meeting.

The total number of directors who are also senior managers of the company and employee representatives on the company's board of directors does not exceed one-half of the total number of directors of the company.

(2) Non-cumulative voting proposals

1. General voting situation

Motion Agree Objection Abstain Consideration

Motion name

Code Number of shares Ratio Number of shares Ratio Number of shares Ratio Result

2026 interim profit

3.00 8,162,260,002 99.99% 731,600 0.01% 141,400 0.00% Through profit distribution plan

2. Voting situation of small and medium shareholders

Motion Agree Objection Abstain

Motion name

Code Number of shares Ratio Number of shares Ratio Number of shares Ratio

2026 interim profit

3.00 1,220,732,112 99.93% 731,600 0.06% 141,400 0.01% profit distribution plan

4. Legal opinions issued by lawyers

1. Law firm name: Beijing Tianyuan Law Firm

2. Names of witnessing lawyers: Li Mengyuan, Zheng Xiaoxin

3. Concluding observations: The convening and convening procedures of the company's shareholders' meeting comply with the provisions of laws, administrative regulations, the "Rules for Shareholders' Meetings of Listed Companies" and the "Articles of Association of Guosen Securities Co., Ltd."; the qualifications of the personnel attending the on-site meeting of this shareholders' meeting and the qualifications of the convener are legal and valid; the voting procedures and voting procedures of this shareholders' meeting

The result is legal and valid.

5. Documents for reference

1. Resolution of the second extraordinary shareholders’ meeting of Guosen Securities Co., Ltd. in 2026;

2. Beijing Tianyuan Law Firm’s legal opinion on the second extraordinary shareholders’ meeting of Guosen Securities Co., Ltd. in 2026.

Announcement is hereby made.

Guosen Securities Co., Ltd. Board of Directors

September 12, 2026